SPOTLIGHT ON OVERSIGHT:
Oversight of any regulated firm requires an ‘engine room’ of activity.
Helen Quinn leads the Compliance Oversight Team, coordinating activity and monitoring outputs that inform our clients in a succinct and clear way.
She has a BA Hons degree in Social Science, specialising in Crime and Criminal Justice, as well as an NVQ Level 4 in Business.
With an Advanced Diploma from the International Compliance Association (ICA) in Governance, Risk and Compliance and a qualified auditor meeting the strict ISO standards,
Helen Quinn is well versed in how best to identify key risks within firms.