Compliance Management Solutions

Our Services

Join us

..and we will tailor our services to suit your requirements

Product Partnerships has the expertise and knowledge to make sure your business is compliant. The new FCA regulations can be a major burden to your business but Product Partnerships helps you turn compliance into competitive advantage. We help you to improve the way you deal with your customers and allow you to concentrate on your core business, not developing processes and procedures.

We take the hassle out of compliance either by supporting you if you are directly authorised or enrolling you as a Product Partnerships Appointed Representative.

An example of this is Gabriel reporting, a key requirement of FCA regulation. If you are directly authorised we will handle the Gabriel reporting process. If you are one of our Appointed Representatives you don't have to report data to the FCA, we do it for you. Either way Product Partnerships takes the time and effort to complete these tasks out of your business.

We can tailor our services to fit your needs. Our services and online system include:

  • Compliant sales process including our unique risk assessment
  • Complaints handling process
  • Gabriel reporting done automatically as you use the system so you don't have to go back over 12 months' data each time you submit a Gabriel report
  • Customer file checks which can be reviewed remotely
  • Training programme
  • Management Information dashboard showing you the key data required to remain compliant
  • Task Management so you know what to do and when
  • Document library so you have instant access to all the policies and procedures you need.

Product Partnerships can access your compliance activities remotely so we can constantly check you are complying with FCA regulations. You will have access to a support team who will work closely with you to ensure your organisation operates a highly effective compliance management programme, reduces your internal cost and helps you improve customer service.

Our programmes start from £95 per month and can be tailored to suit your needs either through remote support or regular visits to your business to ensure all your compliance tasks are being properly completed.

PPL Support

  • e-learning on all FCA compliance issues
  • Compliance manuals and procedures
  • Management Information
  • Compliance task management and monitoring
  • Helpdesk

PPL Support Plus

  • e-learning on all FCA compliance issues
  • Compliance manuals and procedures
  • Management Information
  • Compliance task management and monitoring
  • Helpdesk
  • Annual TCF Audit and Compliance Review
  • FCA Reporting
  • Monthly MI dashboard analysis

PPL Premier

  • e-learning on all FCA compliance issues
  • Compliance manuals and procedures
  • Management Information
  • Compliance task management and monitoring
  • Helpdesk
  • Annual TCF Audit and Compliance Review
  • FCA Reporting
  • Monthly MI dashboard analysis
  • Six Monthly TCF Audit
  • Quarterly MI and Compliance Review
  • Customer file checks
  • Regulatory Business Plan Support
  • Complaints Support (6 per year)
  • Financial Promotions sign-off (one per month)

PPL GOLD

  • e-learning on all FCA compliance issues
  • Compliance manuals and procedures
  • Management Information
  • Compliance task management and monitoring
  • Helpdesk
  • Annual TCF Audit and Compliance Review
  • FCA Reporting
  • Monthly MI dashboard analysis
  • Six Monthly TCF Audit
  • Quarterly MI and Compliance Review
  • Customer file checks
  • Regulatory Business Plan Support
  • Monthly Visits
  • Completion of MI
  • Completion of Logs
  • Complaints Support
  • Financial Promotions sign-off