Think Compliance

Think Compliance is a specialist compliance consultancy supporting firms regulated by the Financial Conduct Authority. The business works closely with clients to help them understand and meet their regulatory obligations in a practical, proportionate way.
Its services focus on embedding compliance into everyday business operations, rather than treating it as a tick-box exercise.

Regulatory Data Reporting

Think Compliance provides dedicated support with FCA Regulatory Data Reporting, helping firms meet their reporting obligations accurately and on time.
This includes:

Preparation and submission of Regulatory Data returns
Support with annual attestations and directory updates
Guidance on interpreting reporting requirements
Ongoing assistance to help firms stay on top of deadlines and changes

This specialist reporting capability is a core part of the partnership and complements PPL’s wider compliance and oversight services.

Claims Management compliance

Think Compliance has specific expertise supporting Claims Management Companies (CMCs), a sector with distinct regulatory requirements and supervisory focus.
Support for claims management firms includes:

Ongoing compliance advice tailored to the CMC regime
Reviews of systems, controls and client journeys
Support with FCA reporting and conduct requirements
Practical guidance on embedding compliance into day-to-day operations

This experience allows the partnership to support claims management firms with a clear understanding of the regulatory expectations they face.

Ongoing consultancy and advisory support

Alongside reporting and sector-specific expertise, Think Compliance provides retained and ad-hoc compliance consultancy to regulated firms.
This includes:

Ongoing compliance support arrangements
Thematic and file reviews
Advice on regulatory change and FCA communications
Practical support to strengthen governance and controls

The focus is on clear advice that firms can apply in practice.

Partnership with PPL

Through its partnership with PPL, Think Compliance operates alongside a wider compliance services group supporting firms across sectors including consumer credit, retail, motor, lending and credit broking.
The partnership reflects a shared commitment to providing clear, practical compliance support that scales with a firm’s size, structure and regulatory complexity.

Find out more about Think Compliance